Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms 

Amended Date: 2021.05.06 
Article 16     The provisions of Article 6, 7, 8, 11, and 12 shall be applied mutatis mutandis to a financial institution which applies to concurrently operate securities business. The provisions of Articles 11 shall be applied mutatis mutandis to a financial institution which only operates as a dealer in government bonds and the said financial institution shall assign at least one full time associated person to deal with such business.

Interpretation:

Relevant Laws: