print time:2024/05/19 15:46
Article NO. Content
Title:
Regulations Governing Securities Firms
Amended Date:
2024.03.06 (Articles 37 amended,English version coming soon)
Current English version amended on 2022.09.01
Article 8
In operating securities business, a securities firm shall have its duly registered qualified associated persons business in accordance with the Regulations Governing the Responsible Persons and Associated Persons of Securities Firms.