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Laws

Title：

Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings  CH

Announced Date： 1997.06.04
Amended Date： 2023.08.17 (Articles 12, 14, 16, 17 amended,English version coming soon)
Current English version amended on 2021.06.11 
Categories： Primary Market > Review
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Content Article In Change60. Article 10 amended per 11 June 2021 Letter No. Taiwan-Stock-Listing-II-1100011068 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 9 June 2021 Letter No. Financial-Supervisory-Securities-Firms-1100345684 of the Financial Supervisory Commission
Content Article In Change 59. Article 11 amended per 24 December 2020 Letter No. Taiwan-Stock-Listing-II-1090024171 of the Taiwan Stock Exchange Corporation; for implementation from 4 January 2021
Approved per 23 December 2020 Letter No. Financial-Supervisory-Securities-Firms-1090148706 of the Financial Supervisory Commission
Content Article In Change 58. Article 16 amended per 3 May 2019 Letter No. Taiwan-Stock-Listing-II-1080007232 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 1 May 2019 Letter No. Financial-Supervisory-Securities-Firms-1080312508 of the Financial Supervisory Commission
Content Article In Change 57. Article 9～12, 12-2, 12-3, 16, 20 and 22 amended per 14 February 2018 Letter No. Taiwan-Stock-Listing-II-1070002913 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 9 February 2018 Letter No. Financial-Supervisory-Securities-Firms-10703024233 of the Financial Supervisory Commission
Content Article In Change 56. Articles 16-1, 24 and attachment to Article 9 amended per 15 November 2017 Letter No. Taiwan-Stock-Trading-1060020022 of the Taiwan Stock Exchange Corporation; for implementation from 18 December 2017
Approved per 20 October 2017 Letter No. Financial-Supervisory-Securities-Firms-1060036154 of the Financial Supervisory Commission
Content Article In Change 55. Articles 8, 13 and 26 amended per 12 December 2016 Letter No. Taiwan-Stock-Lising-II-1050023893 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 8 December 2016 Letter No. Financial-Supervisory-Securities-Firms-1050051066 of the Financial Supervisory Commission
Content Article In Change 54. Article 11 amended per 29 November 2016 Letter No. Taiwan-Stock-Lising-II-1050023011 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 24 November 2016 Letter No. Financial-Supervisory-Securities-Firms-1050043445 of the Financial Supervisory Commission
Content Article In Change 53. Articles 1, 3, 4, 6~12, 13, 14, 17 and 26 amended, and Article 5 deleted, per 23 August 2016 Letter No. Taiwan-Stock-Lising-II-1050016451 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 19 August 2016 Letter No. Financial-Supervisory-Securities-Firms-1050030581 of the Financial Supervisory Commission
Content Article In Change 52. Article 8 amended per 16 December 2015 Letter No. Taiwan-Stock-Lising-II-1040025574 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 15 December 2015 Letter No. Financial-Supervisory-Securities-Firms-1040046099 of the Financial Supervisory Commission
Content Article In Change 51. Article 10 amended per 30 July 2015 Letter No. Taiwan-Stock-Lising-II-1040015337 of the Taiwan Stock Exchange Corporation; for implementation from 1 August 2015
Approved per 29 July 2015 Letter No. Financial-Supervisory-Securities-Firms-1040028973 of the Financial Supervisory Commission
50. Articles 12-1 and 12-2 amended per 7 July 2015 Letter No. Taiwan-Stock-Lising-II-1040013074 of the Taiwan Stock Exchange Corporation; for implementation from 1 October 2015
Approved per 2 July 2015 Letter No. Financial-Supervisory-Securities-Firms-1040024181 of the Financial Supervisory Commission
Content Article In Change 49. Article 12 amended per 25 December 2014 Letter No. Taiwan-Stock-Lising-II-1030026714 of the Taiwan Stock Exchange Corporation; for implementation from 5 January 2015
Per 23 December 2014 Letter No. Financial-Supervisory-Securities-Firms-1030044221 of the Financial Supervisory Commission
48. Article 10 amended per 22 October 2014 Letter No. Taiwan-Stock-Lising-II-1030021905 of the Taiwan Stock Exchange Corporation; for implementation from 3 November 2014
Per 20 October 2014 Letter No. Financial-Supervisory-Securities-Firms-1030038793 of the Financial Supervisory Commission
47. Articles 10, 11, 12-2, and 20 amended and Article 12-3 added per 15 July 2014 Letter No. Taiwan-Stock-Lising-II-1030014016 of the Taiwan Stock Exchange Corporation; for implementation from 28 July 2014
Per 11 July 2014 Letter No. Financial-Supervisory-Securities-Firms-1030024704 of the Financial Supervisory Commission
Content Article In Change 46. Articles 10 and 11 and Attachment 2 of Article 9 amended per 17 June 2014 Letter No. Taiwan-Stock-Listing-II-1031702998 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 12 June 2014 Letter No. Financial-Supervisory-Securities-Futures-1030016524 of the Financial Supervisory Commission
Content Article In Change 45. Articles 4, 5, 7 to 10, and 12 amended, Articles 12-1 and 12-2 added, and Article 10-1 deleted per 16 June 2014 Letter No. Taiwan-Stock-Listing-II-1030011241 of the Taiwan Stock Exchange Corporation; for implementation from 1 July 2014
Per 10 June 2014 Letter No. Financial-Supervisory-Securities-Firms-1030019108 of the Financial Supervisory Commission
Content Article In Change 44. Article 16-1 amended and Article 23 deleted per 19 February 2014 Letter No. Taiwan-Stock-Audit-1030003009 of the Taiwan Stock Exchange Corporation; for immediate from 24 February 2014
Approved for adoption per 18 February 2014 Letter No. Financial-Supervisory-Securities-Firms-1030000223 of the Financial Supervisory Commission
Content Article In Change 43. Articles 8, 12, and 13 amended per 30 December 2013 Letter No. Taiwan-Stock-Audit-1020508340 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for adoption per 12 December 2013 Letter No. Financial-Supervisory-Securities-Firms-1020037873 of the Financial Supervisory Commission
Content Article In Change 42. Articles 4 to 6 amended per 24 December 2012 Public Announcement No. Taiwan-Stock-Audit-1010028891 of the Taiwan Stock Exchange Corporation; for enforcement from the fiscal year of 2013
Approved for adoption per 22 December 2012 Letter No. Financial-Supervisory-Securities-Firms-1010056587 of the Financial Supervisory Commission
Content Article In Change 41. Articles 3, 8, 9, 10, 12, 20, and 24 and title of Chapter 3 amended and Article 10-1 added per 12 October 2012 Public Announcement No. Taiwan-Stock-Audit-1010022883 of the Taiwan Stock Exchange Corporation; for implementation from 5 November 2012
Approved for adoption per 8 October 2012 Letter No. Financial-Supervisory-Securities-Firms-1010043498 of the Financial Supervisory Commission
Content Article In Change 40. Articles 10, 13, and 13-1 amended per 11 July 2012 Public Announcement No. Taiwan-Securities-Audit-1010503688 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 29 May 2012 Letter No. Financial-Supervisory-Securities-Firms-1010015372 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 39. Article 11 amended per 17 April 2012 Public Announcement No. Taiwan-Securities-Audit-1010008079 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 16 April 2012 Letter No. Financial-Supervisory-Securities-Firms-1010014870 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 38. Article 10 amended per 28 September 2011 Public Announcement No. Taiwan-Securities-Trading-1000206585 of the Taiwan Stock Exchange Corporation; for implementation from 20 February 2012
Approved per 22 September 2011 Letter No. Financial-Supervisory-Securities-Trading-1000046163 of the Financial Supervisory Commission, Executive Yuan
Approved per 1 August 2011 Letter No. Financial-Supervisory-Securities-Trading-1000032068 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 37. Articles 10, 11, and 20 amended per 3 June 2011 Public Announcement No. Taiwan-Securities-Audit-1000502620 of the Taiwan Stock Exchange Corporation; for implementation from 1 July 2011
Per 1 June 2011 Letter No. Financial-Supervisory-Securities-Firms-10000219401 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 36. Articles 10, 20, and 23 amended, Articles 24 to 26 added, and original Article 24 renumbered as Article 27 per 25 February 2011 Public Announcement No. Taiwan-Securities-Audit-1000005846 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 24 February 2011 Letter No. Financial-Supervisory-Securities- Firms-1000005749 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 35. Article 10 amended and Article 13-2 added per 26 January 2011 Public Announcement No. Taiwan-Securities-Trading-1000200481 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 14 January 2011 Letter No. Financial-Supervisory-Securities-Trading-0990068989 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 34. Articles 9 and 12 amended per 29 November 2010 Public Announcement No. Taiwan-Securities-Audit-0990036147 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Per 26 November 2010 Letter No. Financial-Supervisory-Securities-Firms-0990064281 of the Financial Supervisory Commission, Executive Yuan
Article 10 amended per 29 November 2010 Public Announcement No. Taiwan-Securities-Audit-0990504905 of the Taiwan Stock Exchange Corporation; for implementation from 3 January 2011
Per 8 November 2010 Letter No. Financial-Supervisory-Securities-Firms-0990060702 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 33. Articles 10 to 12 and Article 20 amended and Article 13-1 added per 6 August 2010 Public Announcement No. Taiwan-Securities-Audit-0990022350 of the Taiwan Stock Exchange Corporation; for implementation from 1 September 2010
Per 30 July 2010 Letter No. Financial-Supervisory-Securities-Firms-0990025466 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 32. Article 10 amended per 26 January 2010 Public Announcement No. Taiwan-Securities-Audit-0990002668 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 25 January 2010 Letter No. Financial-Supervisory-Securities-Firms-0980067667 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 31. Article 12 amended per 2 December 2009 Public Announcement No. Taiwan-Securities-Audit-0980030755 of the Taiwan Stock Exchange Corporation, for implementation from date of public announcement
Per 1 December 2009 Letter No. Financial-Supervisory-Securities-Firms-0980055189 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 30. Articles 5, 10, and 12 amended per 21 September 2009 Public Announcement No. Taiwan-Securities-Audit-0980023474 of the Taiwan Stock Exchange Corporation, for implementation from date of public announcement
Per 18 September 2009 Letter No. Financial-Supervisory-Securities-Firms-0980047855 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 29. Articles 10 to 12 and Appendix 2 of Article 9 amended per 31 July 2009 Public Announcement No. Taiwan-Securities-Audit-0980502882 of the Taiwan Stock Exchange Corporation, for implementation from date of public announcement
Per 28 July 2009 Letter No. Financial-Supervisory-Securities-SITC-0980033869 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 28. Article 10 and Appendix 2 of Article 9 amended 19 May 2009 per Public Announcement No. Taiwan-Securities-Audit-0980010434 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Acknowledged 159 May 2009 per Letter No. Financial-Supervisory-Securities-II-0980021149 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 27. Articles 8 through 12, 14, and 19 and title of Chapter 4 amended and issued per 31 December 2008 Public Announcement No. Taiwan-Securities-Audit-0970037371 of the Taiwan Stock Exchange Corporation, for implementation from 5 January 2009, except for Articles 9 through 11, for implementation at a time to be separately announced
Per 31 December 2008 Letter No. Financial-Supervisory-Securities-II-0970068974 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 26. Article 18 deleted per 31 October 2008 Public Announcement No. Taiwan-Securities-Audit-0970032096 of the Taiwan Stock Exchange Corporation, for implementation from the date of public announcement
Per 29 October 2008 Letter No. Financial-Supervisory-Securities-II-0970053391 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 25. Articles 10, 11, and 12 amended per 3 September 2008 Public Announcement No. Taiwan-Securities-Audit-0970026470 of the Taiwan Stock Exchange Corporation, for implementation from the date of public announcement
Per 1 September 2008 Letter No. Financial-Supervisory-Securities-II-0970042131 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 24. Articles 10 and 12 amended per 23 July 2008 Public Announcement No. Taiwan-Securities-Audit-0970020363 of the Taiwan Stock Exchange Corporation, for implementation from date of public announcement
Per 16 July 2008 Letter No. Financial-Supervisory-Securities-II-09700238813 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 23. Articles 7, 10, 12, 14, 16, and 18 amended and issued per 13 February 2008 Public Announcement No. Taiwan-Securities-Audit-0970003494 of the Taiwan Stock Exchange Corporation, for implementation from the date of public announcement
Per 4 February 2008 Letter No. Financial-Supervisory-Securities-II-0970001416 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 22. Articles 10, 12, 14, 16, 16-1, and 18 amended and issued per 31 December 2007 Public Announcement No. Taiwan-Securities-Audit-0960038434 of the Taiwan Stock Exchange Corporation, for implementation from 7 January 2008, except for Articles 14 and 16, implemented from 1 February 2008
Per 26 December 2007 Letter No. Financial-Supervisory-Securities-II-0960060247 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 21. Appendix 2 of Article 9 amended and issued per 11 October 2007 Public Announcement No. Taiwan-Securities-Audit-0960030166 of the Taiwan Stock Exchange Corporation, for implementation from 15 October 2007
Per 8 October 2007 Letter No. Financial-Supervisory-Securities-II-0960054743 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 20. Articles 10 and 11 and Appendix 2 under Article 9 amended and issued 30 July 2007 per Public Announcement No. Taiwan-Securities-Audit-0960021086 of the Taiwan Stock Exchange Corporation, for implementation from 1 August 2007
Per 25 July 2007 Letter No. Financial-Supervisory-Securities-II-0960026605 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 19. Article 10 amended and issued 30 January 2007 per Public Announcement No. Taiwan-Securities-Securities-Audit-0960002752 of the Taiwan Stock Exchange Corporation, for implementation from 5 February 2007
Per 26 January 2007 Letter No. Financial-Supervisory-Securities-II-0950160688 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 18. Appendix 2 of Article 9 amended and issued 22 September 2006 per Public Announcement No. Taiwan-Securities-Securities-Audit-0950552333 of the Taiwan Stock Exchange Corporation, for implementation from 25 September 2006
Per 20 September 2006 Letter No. Financial-Supervisory-Securities-IV-0950144050 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 17. Articles 3 to 5, 7 to 9, 12 to 14, 16-1, 17, 20, 21, and 23 amended and promulgated and Article 19 deleted on 20 January 2006 per Letter No. Taiwan-Stock-Audit-0950001470 of the Taiwan Stock Exchange Corporation, for implementation from 25 January 2006
Approved for recordation 16 January 2006 per Letter No. Financial-Supervisory-Securities-II-0950000346 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 16. Articles 10 and 12 amended and promulgated on 3 August 2005 per Letter No. Taiwan-Stock-Audit-0940021768 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation 29 July 2005 per Letter No. Financial-Supervisory-Securities-II-0940129754 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 15. Approved for recordation 9 June 2004 per Letter No. Taiwan-Finance-Securities-II-0930124586 of the Securities and Futures Commission, Ministry of Finance
Article 17 amended and promulgated on 14 June 2004 per Letter No. Taiwan-Stock-Listing-0930013793 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 14. Approved for recordation 31 May 2004 per Letter No. Taiwan-Finance-Securities-II-0930002358 of the Securities and Futures Commission, Ministry of Finance
Article 10 amended and promulgated on 2 June 2004 per Letter No. Taiwan-Stock-Listing-0930012664 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 13. Approved for recordation 20 May 2004 per Letter No. Taiwan-Finance-Securities-II-0930001984 of the Securities and Futures Commission, Ministry of Finance
Articles 8, 10-12 amended and promulgated on 28 May 2004 per Letter No. Taiwan-Stock-Listing-0930011105 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 12. Approved for recordation 31 December 2003 per Letter No. Taiwan-Finance-Securities-II-0920161544 of the Securities and Futures Commission, Ministry of Finance
Articles 4, 7, 8, 12, 16-1, and 20 amended and promulgated and Article 8-1 newly adopted on 2 January 2004 per Letter No. Taiwan-Stock-Listing-0920032756 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 11. Approved for recordation 1 October 2003 per Letter No. Taiwan-Finance-Securities-VIII-0920147471 of the Securities and Futures Commission, Ministry of Finance
Articles 14, 15 amended and promulgated 1 October 2003 per Public Announcement No. Taiwan-Stock-Trading-0920201518 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Content Article In Change 10. Approved for recordation 16 May 2003 per Letter No. Taiwan-Finance-Securities-II-0920109749 of the Securities and Futures Commission, Ministry of Finance
Articles 7, 10-12, 14, 16, 16-1, and 20 amended and promulgated 23 May 2003 per Letter No. Taiwan-Stock-Listing-09200108131 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Content Article In Change 9. Approved for recordation 30 April 2003 per Letter No. Taiwan-Finance-Securities-IV-0920112030 of the Securities and Futures Commission, Ministry of Finance
Article 17 amended and promulgated 16 May 2003 per Letter No. Taiwan-Stock-Enterprise-0920750183 of the Taiwan Stock Exchange Corporation, for immediate implementation
Content Article In Change 8. Articles 3, 4, 9, 10, 14, 16, 17, 18, 19, Attachment 1 of Article 3, and Attachment 2 of Article 9 amended and promulgated on 27 November 2002 by the Taiwan Stock Exchange Corporation per Letter No. (91) Taiwan-Securities-Listing 030153; Articles 16-1 and 23 newly adopted; previous Article 23 becomes current Article 24; amendments in force from date of promulgation
7. 23 Articles amended and promulgated in full on 24 September 2001 by the Taiwan Stock Exchange Corporation per Letter No. (90) Taiwan-Securities-Listing 025723; amendments in force from date of promulgation
6. Articles 3-6 and Articles 8 and 9 amended and promulgated on 10 November 2000 by the Taiwan Stock Exchange Corporation per Letter No. (89) Taiwan-Securities-032665; the amendments took force from the date of promulgation.
5. Articles 5-11 amended and promulgated on 29 June 2000 by the Taiwan Stock Exchange Corporation per Letter No. (89) Taiwan-Securities-016956; original Articles 11 and 12 became Articles 12 and 13; the amendments took force from the date of promulgation.
4. Article 9 amended and promulgated on 2 November 1999 by the Taiwan Stock Exchange Corporation per Letter No. (88) Taiwan-Securities-35669; the amendment took force from the date of promulgation.
3. Article 9 amended and promulgated on 11 August 1999 by the Taiwan Stock Exchange Corporation per Letter No. (88) Taiwan-Securities-25667; the amendment took force from the date of promulgation.
2. Twelve articles revised and promulgated in full on 20 December 1998 per Letter No. (87) Taiwan-Securities-42324 of the Taiwan Stock Exchange Corporation.
1. Eleven articles promulgated in full on 4 June 1997 per Letter No. (86) Taiwan-Securities-Exchange-15283 of the Taiwan Stock Exchange Corporation.