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Laws

Title:

Taiwan Stock Exchange Corporation Rules Governing the Trading of Securities with Warrants  CH

Announced Date: 2001.11.09
Amended Date: 2018.12.24 (Articles 8, 9, 11 amended,English version coming soon)
Current English version amended on 2015.04.02 
Categories: Securities Exchange Market > Trading > Other Securities
Content Article In Change8. Article 8 amended per 2 April 2015 Letter No. Taiwan-Stock-Exchange-1040005841 of the Taiwan Stock Exchange Corporation; for implementation from 1 June 2015.
Approved per 31 March 2015 Letter No. Financial-Supervisory-Securities-Exchange-1040007034 of the Financial Supervisory Commission.
7. Article 6 amended per 30 December 2013 Letter No. Taiwan-Stock-Listing-I-1020027155 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 26 December 2013 Letter No. Financial-Supervisory-Securities-Issuance-1020050484 of the Financial Supervisory Commission.
6. Article 11 amended per 28 September 2011 Letter No. Taiwan-Stock-Exchange-1000206585 of the Taiwan Stock exchange Corporation; for implementation from 20 February 2012.
Approved per 22 September 2011 Letter No. Financial-Supervisory-Securities-Exchange-1000046163 of the Financial Supervisory Commission.
Approved per 1 August 2011 Letter No. Financial-Supervisory-Securities-Exchange-1000032068 of the Financial Supervisory Commission.
5. Article 8 amended per 12 January 2011 Letter No. Taiwan-Stock-Exchange-1000001085 of the Taiwan Stock Exchange Corporation; for implementation from 28 March 2011.
Approved per 23 December 2000 Letter No. Financial-Supervisory-Securities-Exchange-0990058167 and per 10 January 2001 Letter No. Financial-Supervisory-Securities-Exchange-1000000241 of the Financial Supervisory Commission.
4. Articles 2~8, 11 and 14 amended, Articles 9-1 and 16 added, and original Article 16 changed to Article 17 per 25 December 2009 Letter No. Taiwan-Stock-Listing-0981705248 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 16 December 2009 Letter No. Financial-Supervisory-Issuance-0980048732 of the Financial Supervisory Commission.
3. Article 7 amended and promulgated per 20 October 2004 Letter No. Taiwan-Securities-Exchange-0930026903 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2005.
Approved for recordation per 14 October 2004 Letter No. Financial-Supervisory-Securities-III-0930145729 of the Financial Supervisory Commission.
2. Articles 8, 11 and 12 amended and promulgated per 8 May 2002 Letter No. (91)-Taiwan-Securities-Exchange-200652 of the Taiwan Stock Exchange Corporation; for implementation from 1 July 2002
Approved for recordation per 18 April 2002 Letter No. (91)-Taiwan-Financial-Securities-(III)-116308 of the Financial Supervisory Commission.
1. Full text of Articles 1 to 16 established and promulgated per 9 November 2001 Letter No. (90)-Taiwan-Securities-Exchange-201285 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 4 September 2001 Letter No. (90)-Taiwan-Financial-Securities-(III)-129024 of the Securities and Futures Bureau, Financial Supervisory Commission.