• Font Size:
  • S
  • M
  • L

Laws

Title:

Taiwan Stock Exchange Corporation Regulations for Handling Deficiencies in Evaluation Reports or Other Related Information Submitted by a Securities Underwriter  CH

Announced Date: 1911.00.00
Amended Date: 2012.10.05
Content Article In Change17.Article 4 amended per 5 October 2012 Letter No. Taiwan-Stock-Listing-II-1011702886 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 28 September 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010034685 of the Financial Supervisory Commission, Executive Yuan.
16.Article 3 amended per 19 November 2010 Letter No. Taiwan-Stock-Listing-0990034671 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 12 November 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990060734 of the Financial Supervisory Commission, Executive Yuan.
15.Article 5 amended per 23 December 2009 Letter No. Taiwan-Stock-Listing-0980032711 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 18 December 2009 Letter No. Financial-Supervisory-Securities-Corporate-09800648191 of the Financial Supervisory Commission.
14.Articles 3 and 5 amended per 5 November 2008 Letter No. Taiwan-Stock-Listing-0970032169 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 30 October 2008 Letter No. Financial-Supervisory-Securities-I-0970053236 of the Financial Supervisory Commission.
13.Article 4 amended per 16 May 2008 Letter No. Taiwan-Stock-Listing-0971701591 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 29 April 2008 Letter No. Financial-Supervisory-Securities-I-0970016742 and 15 May 2008 Letter No. Financial-Supervisory-Securities-I-0970024182 of the Financial Supervisory Commission, Executive Yuan.
12.Article 4 amended per 15 February 2007 Letter No. Taiwan-Stock-Listing-0960004167 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 13 February 2007 Letter No. Financial-Supervisory-Securities-I-0960004797 of the Financial Supervisory Commission.
11.Article 5 amended per 12 April 2006 Letter No. Taiwan-Stock-Listing-0950007223 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 6 April 2006 Letter No. Financial-Supervisory-Securities-I-0950110989 of the Financial Supervisory Commission.
10.Articles 4 and 8 amended per 8 August 2005 Letter No. Taiwan-Stock-Listing-0940022217 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 2 August 2005 Letter No. Financial-Supervisory-Securities-I-0940125228 of the Financial Supervisory Commission.
9.Full text of 11 articles and title amended per 13 December 2004 Letter No. Taiwan-Stock-Listing-0930032147 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2005 (original title: Taiwan Stock Exchange Corporation Guidelines Governing the Handling of Deficiencies in the Information on the Progress and Results of Providing Guidance, Assessment Reports or Other Relevant Information Submitted by Securities Underwriters).
Approved for recordation per 6 December 2004 Letter No. Financial-Supervisory-Securities-I-0930154780 of the Financial Supervisory Commission.
8.Article 3 amended per 12 March 2004 Letter No. Taiwan-Stock-Listing-0930005198 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 9 March 2004 Letter No. Taiwan-Financial-Securities-I- 0930100064 of the Securities and Futures Commission of the Ministry of Finance.
7.Articles 1, 2, 4, 7 and 9 amended per 20 November 2003 Letter No. Taiwan-Stock-Listing-0920029363 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 18 November 2003 Letter No. Taiwan-Financial-Securities-I- 0920150370 of the Securities and Futures Commission, Ministry of Finance.
6.Article 3 amended per 13 February 2003 Letter No. 92-Taiwan-Stock-Listing-0920002326 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 30 January 2003 Letter No. Taiwan-Financial-Securities-I- 0920102219 of the Securities and Futures Commission, Ministry of Finance.
5.Articles 3-5 and 7 amended per 5 July 2002 Letter No. 91-Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 2 July 2002 Letter No. Taiwan-Financial-Securities-III- 0910136744 of the Securities and Futures Commission of the Ministry of Finance.
4.Articles 3 and 7 amended per 27 February 2001 Letter No. 90-Taiwan-Stock-Listing- 004544 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 27 February 2000 Letter No. 90-Taiwan-Financial-Securities-I- 107064 of the Securities and Futures Commission, Ministry of Finance.
3.Article 8 amended per 5 June 2000 Letter No. 89-Taiwan-Stock-Listing- 014116 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 2 June 2000 Letter No. 89-Taiwan-Financial-Securities-I- 45262 of the Securities and Futures Commission, Ministry of Finance.
2.Full text of 10 articles adopted per 2 November 1998 Letter No. 87-Taiwan-Stock-Listing- 36761 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 6 October 1998 Letter No. 87-Taiwan-Financial-Securities-I-77838 of the Securities and Futures Commission, Ministry of Finance.
1.