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Laws

Title:

Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms  CH

Announced Date: 1996.02.12
Amended Date: 2002.02.01
Content Article In Change5. Approved for recordation 25 December 2001 per Letter No. (90)-Taiwan-Finance-Securities-(II)-175217 of the Securities and Futures Commission, Ministry of Finance
Article 4 amended and issued 1 February 2002 per Public Announcement No. (91)-Taiwan-Securities-Audit-002577-1 of the Taiwan Stock Exchange Corporation, for immediate implementation
4. Approved for recordation 2 March 2001 per Letter No. (90)-Taiwan-Finance-Securities-(II)-110725 of the Securities and Futures Commission, Ministry of Finance
Articles 6 and 7 amended and issued 8 March 2001 per Public Announcement No. (90)-Taiwan-Securities-Audit-004915 of the Taiwan Stock Exchange Corporation, for immediate implementation
3. Approved for recordation 2 February 2001 per Letter No. (90)-Taiwan-Finance-Securities-(II)-102617 of the Securities and Futures Commission, Ministry of Finance
Article 8 amended and issued 9 February 2001 per Public Announcement No. (90)-Taiwan-Securities-Audit-002482-1 of the Taiwan Stock Exchange Corporation, for immediate implementation
2. Approved for recordation 20 March 1998 per Letter No. (87)-Taiwan-Finance-Securities-(II)-21710 of the Securities and Futures Commission, Ministry of Finance
Articles 1, 8, and 10 amended and issued 30 March 1998 per Letter No. (87)-Taiwan-Securities-Audit-07257 of the Taiwan Stock Exchange Corporation
1. Approved for recordation 5 February 1996 per Letter No. (85)-Taiwan-Finance-Securities-(II)-00330 of the Securities and Exchange Commission, Ministry of Finance
Enforced 12 February 1996 per Public Announcement No. (85)-Taiwan-Securities-Audit-02212 of the Taiwan Stock Exchange Corporation