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Laws

Title：

Rules Governing the Particulars to be Recorded in the Contract for Recommendations by Securities Firms to Customers for Securities Trading  CH

Announced Date： 2003.07.31
Amended Date： 2016.05.26 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Content Article In Change2.Articles 1 and 3 amended per 26 May 2016 Letter No. Taiwan-Stock-Intermediaries-1050008989 of the Taiwan Stock Exchange Corporation, for immediate implementation
Approved per 17 May 2016 Letter No. Financial-Supervisory-Securities-Firms-1050016879 of the Securities and Futures Commission
Content 1. Full text of three articles amended and promulgated per 31 July 2003 Letter No. Taiwan-Stock-Trading-0920201181 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation per 26 November 2002 Letter No. Taiwan-Finance-Securities-II-0910158565 and 11 July 2003 Letter No. Taiwan-Finance-Securities-II-0920130803 of the Securities and Futures Commission, Ministry of Finance