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Taiwan Stock Exchange Corporation Registration Statement for Listing of New Shares for Capital Increase  CH

Amended Date: 2013.10.30
1
┌────┬───────┬──────┐
│Company │Type number of│Application │
│Code    │securities    │number      │
├────┼───────┼──────┤
│        │              │            │
└────┴───────┴──────┘
    To:Taiwan Stock Exchange Corporation ("TWSE")
    Copy to :Taiwan Depository & Clearing Corporation
    Subject :The company hereby registers for listing of the following new shares which it is authorized to publicly offer, with the required documents attached, pursuant to the Securities and Exchange Act and Operating Rules and other relevant rules of the TWSE. Your approval is appreciated.
┌──────────┬──┬───┬────────┬───┐
│Name of the         │Ltd.│Total │Registered      │      │
│Registration Company│    │apital│Capital         │      │
│                    │    │      ├────────┼───┤
│                    │    │      │Paid-in Capital │      │
├──────────┼──┴──┬┴──────┬─┴───┤
│Date of             │          │Date of       │          │
│Incorporation of the│          │Amendment     │          │
│Company             │          │Registration  │          │
├──────────┼────┬┴─┬───┬─┴─────┤
│Class of Listed     │Value of│Numb│Total │Date and      │
│Stock               │Each    │of S│Amount│Document      │
│                    │Share   │res │Issued│Number of the │
│                    │        │sued│      │Last Approved │
│                    │        │    │      │Public        │
│                    │        │    │      │Offering      │
│                    │        │    │      │              │
├────┬─────┼────┼──┼───┼───────┤
│Rights  │Common    │        │    │      │              │
│and     │Stock     │        │    │      │              │
│Obligati├─────┼────┼──┼───┼───────┤
│Already │Preferred │        │    │      │              │
│Listed  │Stock     │        │    │      │              │
├────┼─────┼────┼──┼───┼───────┤
│Stocks  │Common    │        │    │      │              │
│Registe-│Stock     │        │    │      │              │
│red     ├─────┼────┼──┼───┼───────┤
│for     │Preferred │        │    │      │              │
│Listing │Stock     │        │    │      │              │
├────┼─────┼────┼──┼───┼───────┤
│Total   │Common    │        │    │      │              │
│        │Stock     │        │    │      │              │
│        ├─────┼────┼──┼───┼───────┤
│        │Preferred │        │    │      │              │
│        │Stock     │        │    │      │              │
├────┴───┬─┴────┴──┴───┴───────┤
│Rights and      │□ Completely the same as those of stocks │
│Obligations of  │   issued.                                │
│the New Stocks  │□ The new stocks are issued to employees │
│                │   with vesting terms such as service     │
│                │   terms or performance terms. Their      │
│                │   rights to the stocks are limited until │
│                │   the terms are satisfied. After the     │
│                │   employees satisfy the terms, their     │
│                │   rights and obligations are completely  │
│                │   the same as those of stocks issued.    │
├────────┼─────────────────────┤
│Date of Issuance│YY MM DD (namely, delisting date of       │
│and Listing of  │                                          │
│the New Stocks  │□ Bond conversion entitlement            │
│                │   certificates                           │
│                │□ certificates of entitlement to new     │
│                │shares)                                   │
│                │□ Certificates of payment for shares     │
├────────┼─────────────────────┤
│Date of         │YY   MM  DD                               │
│Registration    │                                          │
├────────┼─────────────────────┤
│Attachments     │1. A certificate of amendment registration│
│                │   of the company.                        │
│                │2. One copy of the information filed in   │
│                │   the online registration system         │
│                │   designated by the TWSE in accordance   │
│                │   with Article 273 of the Company Act.   │
│                │3. For increasing capital by issuing new  │
│                │   shares for cash, the company shall     │
│                │   submit a prospectus (in the manner and │
│                │   number required by the TWSE; not       │
│                │   required if the company has submitted  │
│                │   it prior to the listing of the         │
│                │   certificates of payment for shares).   │
│                │4. Documentary proof of registration of   │
│                │   non-physical issuance (not required if │
│                │   the company has submitted it prior to  │
│                │   applying for certificates of           │
│                │   entitlement to new shares or listing of│
│                │   the certificates of payment for        │
│                │   shares).                               │
│                │5. One copy of the information filed in   │
│                │   the online information registration    │
│                │   system designated by the TWSE.         │
│                │6. Other documents prescribed (in the case│
│                │   of new restricted employee shares,     │
│                │   please submit one copy of the following│
│                │   as filed in the online information     │
│                │   registration system designated by the  │
│                │   TWSE: "Regulations Governing Issuance  │
│                │   of New Restricted Employee Shares and  │
│                │   Description of the Possible Dilution of│
│                │   Shareholders' Equity").                │
│                │                                          │
│                │Note: According to the "Criteria Governing│
│                │the Offering and Issuance of Securities by│
│                │Securities Issuers", the company shall    │
│                │deliver the securities within 30 days of  │
│                │receipt of the letter of approval of      │
│                │amendment registration for issuance of new│
│                │shares.                                   │
├────────┴─────────────────────┤
│┌───────────┐                                  │
││The Registration      │Registration Company:          Ltd│
││Statement is approved │Representative:                   │
││per the YY MM DD      │Address :                         │
││letter No. Taiwan-    │Contact Person:       Tel:        │
││Stock-Listing-I-      │                                  │
││of the TWSE           │                                  │
│└───────────┘                                  │
└──────────────────────────────┘
    Remarks:The Registration Statement is executed in five counterparts (excluding attachments) and shall be effective as part of the listing contract upon approval by the TWSE.