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Title:

Application for Listing of Asset-Backed Securities  CH

Amended Date: 2004.06.28
1     Application for Listing of Asset-Backed Securities

    To: Taiwan Stock Exchange Corporation (TWSE)
    Subject: The institution desires to list on the TWSE the following asset-backed securities which it is authorized to offer and issue, and hereby submits the listing contract for asset-backed securities and required documents pursuant to the Securities and Exchange Act and relevant rules of the TWSE. Your approval is appreciated.
┌───────┬────┬────┬─────┬──────┐
│Name of Issuer│        │Total   │Registered│            │
│              │        │Capital │Capital   │            │
│              │        │        ├─────┼──────┤
│              │        │        │Paid-in   │            │
│              │        │        │Capital   │            │
├───────┼────┼────┴─────┼──────┤
│Date of       │        │Date of Amendment   │            │
│Registration  │        │Registration        │            │
│of            │        │                    │            │
│Incorporation │        │                    │            │
│of the        │        │                    │            │
│Institution   │        │                    │            │
├───────┼────┼──────────┼──────┤
│Originator    │        │Content of Assets   │            │
│              │        │Pool                │            │
├───────┼────┼──────────┼──────┤
│Supervisory   │        │Credit Rating Agency│            │
│Institution   │        │of the Securities   │            │
│              │        │and its Rating      │            │
├───────┼────┼────┬─────┼──────┤
│Name and Type │Total   │Coupon  │Principal │Satisfaction│
│of the        │Dollar  │Rate and│and       │Order and   │
│Asset-backed  │Amount  │Content │Profits   │Period of   │
│Securities    │of and  │of Right│Repayment │Issuance    │
│              │Face    │        │and       │            │
│              │Value of│        │Allocation│            │
│              │Each    │        │Method    │            │
│              │Security│        │          │            │
├───────┼────┼────┼─────┼──────┤
│1.            │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│2.            │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│3.(If the     │        │        │          │            │
│space provided│        │        │          │            │
│is            │        │        │          │            │
│insufficient, │        │        │          │            │
│please insert │        │        │          │            │
│additional    │        │        │          │            │
│rows)         │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│Date and      │        │        │          │            │
│Reference     │        │        │          │            │
│Number of     │        │        │          │            │
│Approval of   │        │        │          │            │
│Offering and  │        │        │          │            │
│Issuing       │        │        │          │            │
├───────┼────┴────┼─────┼──────┤
│Scheduled Date│                  │Scheduled │            │
│of Listing for│                  │Date of   │            │
│Trading       │                  │Completion│            │
│              │                  │of        │            │
│              │                  │Offering  │            │
├───────┼─────────┴─────┴──────┤
│Date of       │(Month, Day, Year)                          │
│Application   │                                            │
├───────┼──────────────────────┤
│Attachments   │1. Photocopies of the permit or license     │
│              │   issued by the competent authority and    │
│              │   Ministry of Economic Affairs approval for│
│              │   the last amendment registration and      │
│              │   amendment registration form.             │
│              │2. Three photocopies of documentary proof of│
│              │   approval of the competent securities     │
│              │   authority for issuance of asset-backed   │
│              │   securities.                              │
│              │3. Five counterparts of the listing contract│
│              │   for asset-backed securities.             │
│              │4. Three photocopies of the asset           │
│              │   securitization plan.                     │
│              │5. Three photocopies of the asset transfer  │
│              │   agreement or other documentary proof.    │
│              │6. Three photocopies of the asset-backed    │
│              │   securities issuance plan.                │
│              │7. Three photocopies of documentary proof of│
│              │   the board consent to the originator's    │
│              │   sale of assets. If the originator is a   │
│              │   foreign institution, documentary proof   │
│              │   may be submitted in the form of signed   │
│              │   documents of the unit or personnel       │
│              │   authorized by its headquarters (head     │
│              │   office).                                 │
│              │8. Three photocopies of the board resolution│
│              │   of the special purpose company indicating│
│              │   its consent to the public offering of    │
│              │   asset-backed securities.                 │
│              │9. Three photocopies of the contract of     │
│              │   mandate of the principal service         │
│              │   institution or other documentary proof.  │
│              │10. Three photocopies of the trust assets   │
│              │    management and disposition manual.      │
│              │11. Three photocopies of the latest         │
│              │    financial reports of the special purpose│
│              │    company.                                │
│              │12. Name and address of the supervisory     │
│              │    institution.                            │
│              │13. Three photocopies of the legal opinions │
│              │    and case review forms by attorneys.     │
│              │14. Three photocopies of the credit rating  │
│              │    report by a credit rating agency        │
│              │    accredited by the competent authority.  │
│              │15. Three photocopies of the credit         │
│              │    enhancement contract executed between   │
│              │    the special purpose company and credit  │
│              │    enhancement provider and certified by an│
│              │    attorney (not required if no such       │
│              │    contract exists).                       │
│              │16. Three photocopies of the opinions of    │
│              │    accountants on the valuation,           │
│              │    fundamental assumption and              │
│              │    reasonableness of price of the assigned │
│              │    assets.                                 │
│              │17. Three photocopies of the assessment     │
│              │    report of the securities underwriter.   │
│              │18. Sample asset-backed securities or       │
│              │    documentary proof of registration of    │
│              │    non-physical issuance (to be delivered  │
│              │    in the form and number of copies        │
│              │    prescribed by the TWSE).                │
│              │19. Prospectus (to be delivered in the form │
│              │    and number of copies prescribed by the  │
│              │    TWSE).                                  │
│              │20. Signature (seal) specimen card of the   │
│              │    institution handling the securities     │
│              │    business (please contact the TWSE for   │
│              │    the number of counterparts required, but│
│              │    such card is not required in the event  │
│              │    of non-physical issuance).              │
│              │21. Underwriting contract between the       │
│              │    special purpose company and securities  │
│              │    underwriter and report of dispersion of │
│              │    beneficial holders after underwriting   │
│              │    (to be delivered before listing         │
│              │    arrangement).                           │
│              │22. Three counterparts of the declaration of│
│              │    the originator and securities           │
│              │    underwriter that none of the            │
│              │    circumstances in Subparagraphs 1 to 8,  │
│              │    Paragraph 1, Article 26 of the          │
│              │    Regulations Governing Securities Firms  │
│              │    applies.                                │
│              │23. Other necessary documentary proof or    │
│              │    information.                            │
├───────┴──────────────────────┤
│                Applicant:                                  │
│                Legal Representative: (Signature)           │
│                Institution Address:                        │
│                Contact Person:        Telephone Number:    │
└──────────────────────────────┘
    Explanation:
  1. This Listing Application is made in five counterparts and will take effect and be deemed part of the Listing Contract upon the approval of the TWSE.
  2. If any information needs to be revised during the review period, an explanation shall be provided in the form of a comparison table with the revised item and reason specified.
  3. Any attachment that is in foreign language shall be accompanied by a Chinese translation.