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Application for Listing of Beneficial Certificate of Closed-End Securities Investment Trust Funds  CH

Announced Date: 2003.05.16
1     Application for Listing of Beneficial Certificate of Closed-End Securities Investment Trust Funds

    To: Taiwan Stock Exchange Corporation (TWSE)
    Subject: The company desires to list on the TWSE the following beneficial securities issued by the securities investment trust fund which it is authorized to offer, and hereby submits the required documents pursuant to the Securities and Exchange Act and relevant rules of the TWSE. Your approval is appreciated.
┌───────┬──────────────────────┐
│Name of       │Company Limited by Shares                   │
│Applicant     │                                            │
├───────┼────┬────┬─────┬──────┤
│Date of       │        │Total   │Registered│            │
│Incorporation │        │Capital │Capital   │            │
│              │        │        ├─────┼──────┤
│              │        │        │Paid-in   │            │
│              │        │        │Capital   │            │
├───────┼────┼────┼─────┼──────┤
│Name of       │Type of │Proposed│Unit      │Notes       │
│Close-end     │Fund    │Date of │Amount    │            │
│Securities    │        │Listing │(NTD)     │            │
│Investment    │        │        │          │            │
│Trust Fund to │        │        │          │            │
│be Listed     │        │        │          │            │
│              │        │        │          │            │
│              │        │        │          │            │
│              │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│              │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│              │        │        │          │            │
├───────┼────┴────┴─────┴──────┤
│Name of the   │                                            │
│Custodian     │                                            │
│Institution of│                                            │
│the Fund      │                                            │
├───────┼──────────────────────┤
│Date of       │(Month, Day, Year)                          │
│Application   │                                            │
├───────┼──────────────────────┤
│Attachments   │1. Three counterparts of the letter for     │
│              │   recordation of approval of the competent │
│              │   securities authority for the             │
│              │   establishment of the fund.               │
│              │2. Five counterparts of the listing contract│
│              │   of beneficial certificate.               │
│              │3. Three counterparts of the latest         │
│              │   financial reports of the securities      │
│              │   investment trust enterprise.             │
│              │4. Prospectus (to be delivered in the form  │
│              │   and number of copies prescribed by the   │
│              │   TWSE).                                   │
│              │5. Three counterparts of the securities     │
│              │   investment trust agreement.              │
│              │6. Three counterparts of beneficial         │
│              │   certificate agency agreement (not        │
│              │   required if certificate business is      │
│              │   self-handled).                           │
│              │7. Other necessary documentary proof or     │
│              │   information.                             │
├───────┴──────────────────────┤
│Applicant:                  Company Limited by Shares       │
│Legal Representative: (Signature)                           │
│Company Address:                                            │
│Contact Person:            Telephone Number:                │
└──────────────────────────────┘