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Relevant Laws

Title：Securities and Exchange Act (2023.06.28)
Article 111 (Expulsion)
    Where a membership stock exchange expels any member pursuant to the preceding Article, such expulsion shall be reported to the Competent Authority for its approval; where the expulsions of the member is approved, the Competent Authority may void its special permit for securities businesses.
Article 133 (Penalties for Violation of Article 110)
    A company-type stock exchange shall specify in the contract that the violation of Article 110 by a securities broker or a securities dealer which trades on its centralized securities exchange market shall result in a fine for breach of contract, or the imposition of suspension or restriction of its trading rights, or the termination of the contract.