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Article 7
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The bookrunner shall complete and submit for and on behalf of itself and the joint bookrunner the application form (in the form consistent with Schedule 1) to the TWSE with copy to the Financial Supervisory Commission, Executive Yuan (the "Competent Authority") the day prior to the period when stabilization is permitted as prescribed in the preceding article:
The application form in the preceding paragraph shall include the following information:
- The bookrunner engaging in the stabilization and its place of business;
- Names and types of securities subject to stabilization;
- Place of the stabilization;
- Timing, scheduled period and start date of the stabilization;
- Total funds projected for the stabilization;
- Details of trading at the centralized securities exchange market by the bookrunner and joint bookrunner during the 10 days prior to commencement of the period when stabilization is permitted; and
- Other matters required by the Competent Authority.
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Article 8
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The bookrunner engaging in stabilization shall keep records of the stabilizing trades on a per-trade and per-day basis and produce and submit a stabilization summary report (in the form consistent with Schedule 2) during the stabilization period to the TWSE with copy to the Competent Authority.
The report in the preceding paragraph shall include the following information:
- Number and price of purchased securities that are confirmed;
- Number and price of purchased securities;
- Number and price of purchased securities that are not confirmed; and
- Other matters required by the Competent Authority.
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Article 9
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A copy of the stabilization application form and report under Articles 7 and 8 as filed with the TWSE shall be furnished to the Taiwan Securities Association, Securities and Futures Institute, and other organizations appointed by the Competent Authority for public review for a period of not less than 30 days.
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