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Article NO. Content

Title:

Securities and Exchange Act  CH

Amended Date: 2024.08.07 (Articles 14 amended,English version coming soon)
Current English version amended on 2023.06.28 
Article 70 (Regulations Governing Responsible Persons and Associated Persons of Securities Firms)
    The rules governing matters regarding the responsible persons and associated persons of securities firms shall be prescribed by the Competent Authority.