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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction  CH

Amended Date: 2015.04.02
Article 20     In any of the following circumstances, the reverse auction shall be governed mutatis mutandis by the provisions of Chapter 3 regarding procedures for reverse auctions by securities finance enterprises: where the TWSE, pursuant to Article 41 of the Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules, requests a securities firm to apply for a reverse auction; or where a securities finance enterprise, pursuant to Articles 19 or 54 of the Regulations Governing Securities Finance Enterprises or Point 5 of the TWSE Procedures to Be Taken in Connection with Margin Purchase or Short Sale in the Event of the Suspension or Halting of Trading, requests a securities firm to apply for a reverse auction; or where a securities firm, pursuant to Article 29 of the Regulations Governing Securities Lending by Securities Firms or Article 30 of the Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms or Point 5 of the TWSE Procedures to Be Taken in Connection with Margin Purchase or Short Sale in the Event of the Suspension or Halting of Trading, applies for a reverse auction.