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友善列印
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Article NO. Content

Title:

Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  CH

Amended Date: 2023.12.28 (Articles 8, 13, 20, 57, 78 amended,English version coming soon)
Current English version amended on 2023.08.17 
Categories: Securities Exchange Market > Margin Transaction
Article 31     The excessively concentrated equity or beneficial ownership mentioned in Article 26 is deemed to occur in respect of TWSE or TPEx securities that have a circumstance under Article 16, paragraphs 1 to 3, or in respect of Taiwan depository receipts that have a circumstance under Article 17, paragraphs 1 and 2, or under Article 18, paragraphs 1 and 2, or when the TWSE or TPEx listed company, foreign issuer or SITE fails to furnish information relevant to its equity or beneficial ownership to the TWSE or TPEx within 20 days after an ordinary shareholders' meeting or fund beneficiaries meeting.