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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Rules Governing Early Warnings for Overall Operational Risk of Securities Firms  CH

Amended Date： 2020.11.16 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Article 7     The risk indexes, weights, scores, grading system, and evaluation of early warnings under these Rules may be amended and adjusted as necessary.