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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules Governing Awards for Reporting on Unlawful Activities on the Securities Market  CH

Amended Date: 2015.04.02
Article 8     The provisions regarding rewards herein do not apply to the following persons, who are not eligible for rewards hereunder:
  1. A responsible person or employee of the Taiwan Futures Exchange, Gretai Securities Market, Taiwan Depository & Clearing Corporation, a securities dealers association, the Securities and Futures Institute, or a securities services enterprise as set forth in Article 18 of the Act.
  2. A staff member or employee of the competent authority for securities or the TWSE.
  3. A civil servant filing a violation report of a case to which he or she bears an official duty of inquiry, prosecution, or hearing of the crime.
  4. A person who files a complaint or violation report, for the purpose of preserving his or her rights and interests, with respect to a dispute case between him or her and a securities broker or its responsible person or employee in connection with a securities brokerage trading order.
  5. A party involved in any of the circumstances listed in Article 5, paragraph 1.