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Article NO. Content
Title：
Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms
CH
Amended Date：
2002.07.05
Categories：
Market Supervision > Regulation of Securities Firms
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Article 3
The TSEC will use formal document reviews and on-site audits in its audits of securities firms, which will in principle be test audits. No unit may evade or refuse such an audit.