• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms  CH

Amended Date: 2002.02.01
Article 7     Follow-up, assessment, and guidance shall be undertaken when a general audit of a securities firm leads to discovery of a deficiency in its finances or operations or when its internal auditing procedures are rated substandard. Rules governing follow-up, assessment, and guidance shall be separately adopted.