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Article NO. Content

Title：

Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets  CH

Amended Date： 2024.04.22 (Articles 8, 14, 39 amended,English version coming soon)
Current English version amended on 2023.08.15 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 29     An internal audit unit shall incorporate the implementation status of the compliance system into its audit of the business and management units.