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Article NO. Content

Title:

Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances  CH

Amended Date: 2015.03.31
Article 2     Where a securities firm operates agency services engaged by customers to invest their securities trading balances (the "Services"), it shall follow securities and exchange laws and regulations, these Directions, and relevant rules, regulations, public notices and letters of the Taiwan Stock Exchange Corporation (hereinafter referred to as "TWSE") and GreTai Securities Market (hereinafter referred to as "GTSM").