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友善列印
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Article NO. Content

Title:

Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances  CH

Amended Date: 2015.03.31
Article 4     The securities firm operating the Services shall establish an internal control system.
    The internal control system in the above paragraph shall specify the operating procedures, hierarchy of responsibility, and account management matters for operating the Services.