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友善列印
WORD

Article NO. Content

Title:

Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances  CH

Amended Date: 2015.03.31
Article 5     Associated persons operating the Services shall hold the qualifications under the "Regulations Governing Responsible Persons and Associated Persons of Securities Firms" established and promulgated by the competent authority.