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Article 15
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A securities firm that conducts securities business money lending may not engage in transactions with the related parties listed below:
- A director, supervisor, or representative of a juristic-person director or juristic-person supervisor, of the securities firm, or any of its employees or a shareholder holding more than 10 percent of its total shares.
- A spouse of a director, supervisor, or representative of a juristic-person director or juristic-person supervisor, of the securities firm.
- A minor child of a person of an identity specified in subparagraph 1 herein.
The terms and conditions, such as financing interest rates and processing fees, that a securities firm offers to a related party or affiliated enterprise other than those specified in the preceding paragraph may not more favorable than those offered to other customers.
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