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Article NO. Content

Title:

Regulations Governing Securities and Futures Holding Companies  CH

Announced Date: 2006.06.27 
Article 11     The proprietary funds of a securities and futures holding company may not be loaned to any other party or transferred for any other purpose. Aside from utilization for operational purposes, such funds shall be restricted to the following uses:
  1. Bank deposits or postal savings.
  2. Purchase of treasury bills and negotiable certificates of deposit.
  3. Purchase of government bonds or financial bonds.
  4. Other uses approved by the Competent Authority.