• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Regulations Governing Securities and Futures Holding Companies  CH

Announced Date: 2006.06.27 
Article 7     The promoters of the securities and futures holding company shall collectively submit the following documents to the Competent Authority to apply for its incorporation and for public issuance of its shares, which, after the Competent Authority's approval, shall be issued from the date of incorporation:
  1. The articles of incorporation.
  2. Business, financial, and investment plans.
  3. A register of promoters, including the promoters' names, addresses, and capital contributions.
  4. Promoters meeting minutes.
  5. A stock issue prospectus.
  6. Any other documents required by the Competent Authority.