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Article NO. Content

Title:

Taiwan Stock Exchange Corporation's ("TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust Enterprises and Their Spouses and Minor Children  CH

Announced Date: 2013.11.20
4     The Authorized Representative assigned by the SITE to the TWSE shall present the original copy of his R.O.C. personal identification for verification. After the documents listed in Article 3 as submitted by the Authorized Representative are verified as true by the TWSE, the application will be processed, and the following documents shall be archived for future reference:
  1. A.An original copy of the application form (Attachment I).
  2. B.An original copy and a photocopy of the authorization (including a Notification and Letter of Consent in Regard to the Collection, Processing and Use of Personal Information) notarized or authenticated by a notary public (Attachments II and III); if the Client is a minor child and his parents cannot represent him jointly, an original copy and a photocopy of an independent representation agreement (Attachment III-1); or sufficient proof of one of the parent's custody.
  3. C.An original copy of a Notification and the Letter of Consent in Regard to the Collection, Processing and Use of Personal Information, as given to the Authorized Representative (Attachment IV).