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Article NO. Content

Title:

Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan  CH

Amended Date: 2017.11.27
Article 27     Where a client posts TWSE or TPEx securities or TPEx traded beneficial certificates of open-end funds as collateral and supplementary collateral, on the business day preceding book closure of or suspension of interest payment on the issuer's securities, a securities firm shall prepare a customer-by-customer list of the collateral and supplementary collateral provided by each customer and send it to the TDCC according to TDCC requirements.