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Article NO. Content

Title：

Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan  CH

Amended Date： 2023.12.28 (Articles 2 amended,English version coming soon)
Current English version amended on 2021.04.01 
Categories： Securities Exchange Market > Borrowing of Money
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 29     For non-restricted loan conducted by a securities firm, the securities firm shall adopt an internal control system regarding circumstances such as over-concentration of the outstanding balance of financing to clients in a single party, a single group of related parties, or a single security, and shall adopt risk control mechanisms.