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Article NO. Content

Title:

Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan  CH

Amended Date: 2017.11.27
Article 31     In non-restricted purpose loan conducted by a securities firm, if the amount of financing made available to client on any single business day exceeds 50% of the securities firm's net asset value or reaches NT$1 billion, or if the outstanding balance of financing to customers exceeds 100% of the securities firm's net asset value, the securities firm shall file the relevant financing information with the TWSE on the same day.