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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes  CH

Amended Date: 2022.01.24 
Categories: Primary Market > Review
Article 17     Investors may request the securities firm to sell back the ETNs they hold in accordance with the prospectus. Upon receipt of the investor's request, the securities firm shall process the request at the information reporting website designated by the TWSE.
    In the event of a circumstance under the early redemption clause in the prospectus of ETNs, or a circumstance of delisting determined by the TWSE, the securities firm shall send a letter enclosed with the delisting schedule and related documents to the TWSE on the next business day, and redeem the units held by investors and repay the price to them in accordance with the schedule set forth in the prospectus and the roster of holders of ETNs provided by the centralized depository enterprise.
    Where ETNs are repaid upon maturity in accordance with their prospectus, the securities firm shall send a letter enclosed with a delisting schedule and related documents to the TWSE, and redeem the units held by investors in accordance with the schedule set forth in the prospectus and the roster of holders of ETNs provided by the centralized depository enterprise.