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友善列印
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Article NO. Content

Title:

Procedures for Application of Insider of Listed Company for Transfer of Shares Deposited in Segregated Collective Investment Account for Foreign/PRC National Employees  CH

Amended Date: 2020.04.17 
Categories: Market Supervision > Stock Market Surveillance
9     To work with the insider of a listed company who requests share transfer in accordance with these Procedures, the custodian bank should submit the following documents when contacting the Taiwan Depository & Clearing Corporation for transfer between different share accounts:
  1. The Taiwan Stock Exchange Corporation's correspondence replying to the share transfer case and share transfer report form.
  2. Application for participant to engage in restricted online transaction (Schedule 4).
  3. Document of listed company or overseas controlled or subordinate company, branch or office, instructing to transfer the shares of the insider.
  4. Supporting documents of shareholding or share allocation issued by the listed company or its stock agent, with the chop of the company or stock agent consistent with the specimen chop kept by the Taiwan Depository & Clearing Corporation.