Article NO. Content

Title:

Rules Governing the Particulars to be Recorded in the Contract for Recommendations by Securities Firms to Customers for Securities Trading 

Amended Date: 2016.05.26 
Categories: Market Supervision > Regulation of Securities Firms
1     These Rules are established pursuant to Article 2, Paragraph 4 of theOperational Regulations GoverningSecurities Firms Recommending Trades in Securities to Customers.

Interpretation:

Relevant Laws: