Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 

Amended Date: 2015.07.09 
Categories: Market Supervision > Regulation of Securities Firms
Article 6
    Internal auditing at a securities firm shall include a weekly audit of the brokerage trades entered by insiders in their securities firm and the subject of the trades, in order to avoid affecting the rights and interests of other investors and the securities firm.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw