落實及強化證券商因持有公司股份而出席股東會之內部決策過程及指派人員行使表決權標準作業程序及控制重點 英
Standard Operation Procedure and Directions for Control of "Internal Decision-making Process of Shareholders Meetings Attended by Securities Firms Holing the Companies' Shares and Appointment of Persons to Exercise the Voting Right"
二、證券商股權之行使應基於公司之最大利益，不得直接或間接參與該發 行公司經營或有不當之安排情事。