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Laws

Title:

Standards Governing Eligibility of Securities for Margin Purchase and Short Sale  CH

Announced Date: 1974.04.06
Amended Date: 2023.12.28 
Content Article In Change38. Articles 2 and 8 amended per 28 December 2023 Order No. Financial-Supervisory-Securities-SITC-1120364320 of the Financial Supervisory Commission; for enforcement from 1 January 2024
Content Article In Change 37. Article 2 amended per 29 March 2021 Order No. Financial-Supervisory-Securities-Corporate-1100335023 of the Financial Supervisory Commission
Content Article In Change 36. Article 2 amended and issued per 5 August 2020 Order No. Financial-Supervisory-Securities-SITC-1090350291 of the Financial Supervisory Commission
Content Article In Change 35. Articles 3, 5, and 6 amended and issued per 25 April 2014 Order No. Financial-Supervisory-Securities-Futures-1030012154 of the Financial Supervisory Commission
Content Article In Change 34. Articles 2, 4, and 8 amended and issued per 27 July 2012 Order No. Financial-Supervisory-Securities-SITC-1010033473 of the Financial Supervisory Commission; for enforcement from the date of issuance, except for Article 2, paragraph 2, subparagraph 3, item 1, which shall enter into force from fiscal 2013
Content Article In Change 33. Article 2 amended and issued per 16 August 2010 Order No. Financial-Supervisory-Securities-SITC-0990043111 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 32. Articles 3, 5 and 6 amended and issued per 22 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980036050 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 31. Article 6 amended and issued per 14 October 2008 Order No. Financial-Supervisory-Securities-IV-0970053870 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 30. Articles 2 to 6 amended and issued per 29 September 2006 Order No. Financial-Supervisory-Securities-IV-0950004518 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 29. Articles 2 and 5 amended and promulgated per 27 December 2004 Order No. Financial-Supervisory-Commission-IV-0930006222 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 28. Articles 3, 5, and 6 amended and promulgated 8 May 2003 per Order No. Taiwan-Finance-Securities-IV-0920001981 of the Securities & Futures Commission, Ministry of Finance
Content Article In Change 27. Article 4 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on August 2, 2002 per Order Ref. No. Taiwan-Finance-Securities-(4)-0910004153
26. Article 2 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on May 13, 2002 per Order Ref. No. (91)-Taiwan-Finance-Securities-(4)-002898
25. Article 2 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on November 16, 2001 per Order Ref. No. (90)-Taiwan-Finance-Securities-(4)-006113
24. Article 2 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on May 15, 2000 per Order Ref. No. (89)-Taiwan-Finance-Securities-(4)-01311
10. Articles 3, 5, and 6 amended and promulgated 8 May 2003 per Order No. Taiwan-Finance-Securities-IV-0920001981 of the Securities & Futures Commission, Ministry of Finance
9. Article 4 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on August 2, 2002 per Order Ref. No. Taiwan-Finance-Securities-(4)-0910004153
8. Article 2 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on May 13, 2002 per Order Ref. No. (91)-Taiwan-Finance-Securities-(4)-002898
7. Article 2 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on November 16, 2001 per Order Ref. No. (90)-Taiwan-Finance-Securities-(4)-006113
6. Article 2 was amended and promulgated by the Securities & Futures Commission, Ministry of Finance on May 15, 2000 per Order Ref. No. (89)-Taiwan-Finance-Securities-(4)-01311