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Laws

Title:

Taiwan Stock Exchange Corporation Guidelines Governing the Electronic Filing of Financial Statements by Securities Firms  CH

Announced Date: 1991.01.16
Amended Date: 2019.01.03 
Content Article In Change19.Article 8 amended per 3 January 2019 Letter No. Taiwan-Stock-Intermediaries-1080500014 of the Taiwan Stock Exchange Corporation, applicable for financial information of securities firm from January 2019 reported from February 2019.
Content Article In Change 18.Articles 5 and 8 amended per 13 August 2015 Letter No. Taiwan-Stock-Intermediaries-1050500628 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from March 2016 reported from April 2015.
Content Article In Change 17.Article 8 amended per 13 August 2015 Letter No. Taiwan-Stock-Intermediaries-1040503135 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from August 2015 reported from September 2015.
Content Article In Change 16.Article 8 amended per 8 April 2015 Letter No. Taiwan-Stock-Intermediaries- 1040500891 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from April 2015 reported from May 2015.
26 February 2015 Letter No. Financial-Supervisory-Securities-1030052033 of the Financial Supervisory Commission.
4 February 2015 Letter No. Financial-Supervisory-Securities-1040001299 of the Financial Supervisory Commission.
Content Article In Change 15.Articles 3 and 5 amended per 28 August 2014 Letter No. Taiwan-Stock-Intermediaries-1030503879 of the Taiwan Stock Exchange Corporation; fro implementation from 30 September 2014.
15 August 2014 Letter No. Financial-Supervisory-Securities-1030021872 of the Financial Supervisory Commission.
14.Articles 5 and 8 amended per 10 April 2014 Letter No. Taiwan-Stock-Intermediaries-1030501833 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from April 2014 reported from May 2014.
18 February 2014 Letter No. Financial-Supervisory-Securities-10300032444 of the Financial Supervisory Commission.
13.Article 8 amended per 17 March 2014 Letter No. Taiwan-Stock-Intermediaries-1030501429 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from March 2014 reported from April 2014.
5 March 2014 Letter No. Financial-Supervisory-Securities-1030001846 of the Financial Supervisory Commission.
12.Article 8 amended per 18 March 2013 Letter No. Taiwan-Stock-Audit-1020501539 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from March 2013 reported from April 2013.
21 February 2013 Letter No. Financial-Supervisory-Securities-1010060035 of the Financial Supervisory Commission.
11.Article 8 amended per 5 November 2012 Letter No. Taiwan-Stock-Audit-1010506244 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from January 2013 reported from February 2013.
11 October 2012 Letter No. Financial-Supervisory-Securities-1010010409 and Letter No. Financial-Supervisory-Securities-10100371661 of the Financial Supervisory Commission.
10.Articles 5 and 8 amended per 28 June 2012 Letter No. Taiwan-Stock-Audit-1010503447 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from January 2012 reported from February 2012.
29 December 2013 Letter No. Financial-Supervisory-Securities-1010010409 and Letter No. Financial-Supervisory-Securities-10000627471 of the Financial Supervisory Commission, Executive Yuan.
9.Article 8 amended per 15 May 2012 Letter No. Taiwan-Stock-Audit-1010502509 of the Taiwan Stock Exchange Corporation; for implementation from the dated of public announcement; applicable for financial information of securities firms from May 2012 reported from June 2012.
18 April 2012 Letter No. Financial-Supervisory-Securities-1010010409, 15 March 2012 Letter No. Financial-Supervisory-Securities-1010008508 and 14 March 2012 Letter No. Financial-Supervisory-Securities-10100074451 of the Financial Supervisory Commission, Executive Yuan.
8.Article 6 amended per 9 January 2012 Letter No. Taiwan-Stock-Audit-1010500162 of the Taiwan Stock Exchange Corporation; for implementation from the dated of public announcement; applicable for financial information of securities firms reported from 2011.
7.Article 8 amended per 14 April 2011 Letter No. Taiwan-Stock-Audit-1000501615 of the Taiwan Stock Exchange Corporation; for implementation from the dated of public announcement; applicable for financial information of securities firms from April 2011 reported from May 2011.
21 January 2011 Letter No. Financial-Supervisory-Securities-0990073660 of the Financial Supervisory Commission, Executive Yuan.
6.Articles 5 and 8 amended per 15 November 2010 Letter No. Taiwan-Stock-Audit-0990504682 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from November 2010 reported from December 2010.
9 September 2010 Letter No. Financial-Supervisory-Securities-0990045590 of the Financial Supervisory Commission, Executive Yuan.
5.Articles 3 and 8 amended per 31 May 2010 Letter No. Taiwan-Stock-Audit-0990501699 of the Taiwan Stock Exchange Corporation; for implementation from 31 May 2010.
2 March 2010 Letter No. Financial-Supervisory-Securities-09900085351 and 16 March 2010 Letter No. Financial-Supervisory-Securities-0990011992 of the Financial Supervisory Commission, Executive Yuan.
4.Article 8 amended per 9 June 2009 Letter No. Taiwan-Stock-Audit-0980502199 of the Taiwan Stock Exchange Corporation; for implementation from 30 June 2009.
9 April 2009 Letter No. Financial-Supervisory-Securities-II-0980007527 of the Financial Supervisory Commission, Executive Yuan.
3.Articles 5, 6 and 8 amended per 17 January 2008 Letter No. Taiwan-Stock-Audit-0970500212 of the Taiwan Stock Exchange Corporation; applicable for financial information of securities firms from March 2008 reported from April 2008.
Approved for implementation per 24 October 2007 Letter No. Financial-Supervisory-Securities-II-0960056865 of the Financial Supervisory Commission, Executive Yuan.
2.Articles 3, 7 and 8 amended per 5 July 2002 Letter No. 91-Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 2 July 2002 Letter No. Taiwan-Financial-Securities-III-016030 of the Securities and Futures Commission, Ministry of Finance.
1.Full text of 10 articles adopted per 16 January 1991 Letter No. 80-Taiwan-Stock-Audit- 00818 of the Taiwan Stock Exchange Corporation.