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Laws

Title:

Taiwan Stock Exchange Corporation Operation Directions for the Allocation of Limits for Margin Purchases and Short Sales and for Sales of Borrowed Securities Permitted for Securities Trading  CH

Announced Date: 1911.00.00
Amended Date: 2016.03.15 
Categories: Securities Exchange Market > Margin Transaction
Content Article In Change12. Articles 1 and 2 amended per 15 March 2016 Letter No. Taiwan-Stock-Trading-1050004162 of the Taiwan Stock Exchange Corporation, for implementation from 3 May 2016.
Approved per 10 March 2016 Letter No. Financial-Supervisory-Securities-1050005108 of the Financial Supervisory Commission
Content Article In Change 11. Articles 1 and 2 amended per 8 April 2015 Letter No. Taiwan-Stock-Trading- 1040005567 of the Taiwan Stock Exchange Corporation, for implementation from 11 May, 2015.
Approved for recordation per 27 March 2015 Letter No. Financial-Supervisory-Securities-Investment-1040005968 of the Financial Supervisory Commission.
10. Article 3 amended per 19 May 2011 Public Announcement No. Taiwan-Stock-Trading-1000015547 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 17 May 2011 Letter No. Financial-Supervisory-Securities-1000021997 of the Financial Supervisory Commission, Executive Yuan.
9. Articles 1 and 2 amended and promulgated per 28 July 2006 Public Announcement No. Taiwan-Stock-Trading-0950018351 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 21 July 2006 Letter No. Financial-Supervisory-Securities- II- 0950129475 of the Financial Supervisory Commission, Executive Yuan.
8. Articles 1 and 2 amended and promulgated per 5 May 2006 Public Announcement No. Taiwan-Stock-Trading-0950008970 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 28 April 2006 Letter No. Financial-Supervisory-Securities- IV- 0950115106 of the Financial Supervisory Commission, Executive Yuan.
7. Articles 1 and 2 amended and promulgated per 23 June 2005 Public Announcement No. Taiwan-Stock-Trading-0950008970 of the Taiwan Stock Exchange Corporation, for implementation from 27 June, 2005(Original name: Taiwan Stock Exchange Corporation Operation Directions for the Allocation of Limits for Margin Purchases and Short Sales).
Per 21 June 2005 Letter No. Financial-Supervisory-Securities- IV- 0940122784 of the Financial Supervisory Commission , Executive Yuan.
6. Articles 2 to 5 amended and promulgated per 22 January 2003 Public Announcement No. Taiwan-Stock-Trading- 09202001141 of the Taiwan Stock Exchange Corporation, for implementation from 1 March 2003.
Approved for recordation per 16 September 2002 Letter No. Taiwan-Finance-Securities-IV-0910144935 and 2 January 2003 Letter No. Taiwan-Finance-Securities-IV 09200166393 of the Securities and Futures Commission, Ministry of Finance.
5. Articles 2 and 3 amended per 5 July 2002 Public Announcement No. Taiwan-Stock- Secretariat - 016030 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance.
4. Amended and promulgated full text of 4 points per 2 March 1999 Public Announcement No. Taiwan-Stock-Trading- 05230 of the Taiwan Stock Exchange Corporation.
Approved per 24 February 1999 Letter No. Taiwan-Finance-Securities-(IV) 14566 of the Securities and Futures Commission, Ministry of Finance.
3. Amended and promulgated per 3 October 1998 Letter No. Taiwan-Stock-Trading-31527 of the Taiwan Stock Exchange Corporation, approved for recordation per Letter No Finance-Securities-IV- 47392.
2. Amended and promulgated per 11 February 1993 Letter No. Taiwan-Stock-Trading- 01997 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 9 February 1993 Letter No. Taiwan-Finance-Securities-(IV) 13151 of the Securities Commission, Ministry of Finance.
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