Title: |
Taiwan Stock Exchange Corporation Undertaking for Centralized Custody of Stock |
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Amended Date: | 2017.09.15 |
Categories: |
Securities Exchange Market > Clearing and Settlement |
┌──────────────────────────────┐ │Undertaking │ │ │ │To: Taiwan Stock Exchange Corporation │ │ │ │According to the Taiwan Stock Exchange Corporation Rules for│ │Review of Securities Listings, centralized custody is │ │required of the stock we are applying for listing. The │ │company and I hereby guarantee to complete the centralized │ │custody of stock within the time limit prescribed by the │ │applicable regulations. After listing of stock is approved, │ │if during the period after centralized custody of stock is │ │completed according to the regulations and before expiry of │ │the period of custody a certain number of the shares of the │ │persons placing the shares in centralized custody are │ │withdrawn from the custody of the depository due to an │ │enforcement order of the court or other reasons, we │ │guarantee that we together with other persons placing the │ │shares in centralized custody shall be jointly and severally│ │liable for replenishing such number of shares equal to the │ │number of shares that have been withdrawn, or coordinate │ │with other shareholders the replenishment, within the time │ │limit specified in the TWSE's written notice; in the case of│ │a delay, we agree to take action as required by the relevant│ │regulations of the TWSE. │ │ │ │ │ │ │ │Applicant: │ │ │ │Responsible Person: │ │ │ │Director: │ │ │ │(Applicable from 2018) │ │ │ │President: (for high tech stocks) │ │ │ │Research and Development Director: (for high tech stocks) │ │ │ │Shareholders holding 10% or more of the shares: │ │ │ │Shareholders holding 5% or more of the shares (for high tech│ │stocks or stocks of cultural and creative enterprises): │ │ │ │Shareholders contributing patents or know-how as capital │ │(for high tech stocks or stocks of cultural and creative │ │enterprises): │ │ │ │ │ │ │ │Date: │ └──────────────────────────────┘