Chapter Content


Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 

Amended Date: 2020.03.30 (Articles 11, 12 amended,English version coming soon)
Current English version amended on 2019.12.23 
Categories: Primary Market > Review
   Chapter 5 Listing Review of Shares of Different Classes From Those Already Listed (Including Various Preferred Shares With Different Rights and Obligations) Issued by Listed Companies for Capital Increase
Article 11    After examining all documents duly submitted by the applicant company to ensure completeness, the case handlers shall first complete a "New Stock Listing Preliminary Review Chart." After examining whether Article 14, Paragraph 2 of the TWSE's Regulations for Review of Securities Listings and Article 53-4 of the TWSE's Operating Rules are applicable to the applicant company and whether the number of shares that the applicant company undertakes to have underwritten is in compliance with the percentage requirements of the competent authority. (Applicants in compliance with the conditions in Article 11 of the TWSE's Regulations for Review of Securities Listings may be exempted from further underwriting requirements.) After obtaining signed approval from their superiors, the case handlers shall publicly announce the listing and report to the competent authority for recordation.