Chapter

Title：

Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts 

Amended Date： 2023.12.29 (Articles 3, 3-3, 7, 11, 12, 14, 18, 20 amended,English version coming soon)
Current English version amended on 2022.10.19 
Categories： Market Supervision > Regulation of Securities Firms
 
   Chapter 1 General Provisions §1
   Chapter 2 Separate Management of Customer Rights and Interests §12
   Chapter 3 Risk Control and Management §20
   Chapter 4 Supplementary Provisions §22