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Amendments

Title:

Operating Rules of the Taiwan Stock Exchange Corporation  CH

Amended Date: 2024.03.11 (Articles 43 amended,English version coming soon)
Current English version amended on 2022.04.28 
Categories: Basic Laws and Regulations

Title: Operating Rules of the Taiwan Stock Exchange Corporation(2004.12.31)
Date:
Article 78  Securities firms that are consigned or act on behalf of others to trade securities using margin purchases or short sales shall handle it in accordance with the Regulations Governing Securities Firms Dealing with Margin Loans and Stock Loans, Rules Governing Securities Financing Enterprises, the Operation Rules for Securities Firms Dealing with Margin Purchases and Short Sales, or the Operation Rules for Securities Financing Enterprises Dealing with Margin Loans and Short Stocks.
 If, after execution of a trading order through a securities firm that is consigned or acts on behalf of another to handle business under Paragraph 1, or after execution of a sale of borrowed securities in accordance with the Taiwan Stock Exchange Corporation Securities Lending and Borrowing Regulations, there is any change in the trading category, such change shall be handled in accordance with the provisions of the Directions for Securities Firms Handling Changes to Trading Category.