Article 99
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A securities dealer that trades securities for purposes of meeting hedging needs in connection with call (put) warrant issuance or financial derivatives trading, or acting as a liquidity provider for call (put) warrants or exchange-traded fund beneficial certificates, or subscribing to or redeeming exchange-traded fund beneficial certificates, shall separately establish a segregated account for the trading quotes.
When the TWSE has concerns that a securities dealer's trading of securities may impact normal market circumstances, the TWSE may file with the Competent Authority to limit its trading volume or price for a portion of, or all, securities.
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