Amended Article

Title:

Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 

Amended Date: 2024.04.16 (Articles 41-1 amended,English version coming soon)
Current English version amended on 2022.07.14 
Article 55-1     In the event that employees of a securities firm have violated relevant provisions of these Regulations or of any directions, supplementary regulations, public announcements, or circular letters of the TPEx, the TPEx may, depending on the seriousness of the violation, notify the securities firm to warn such employees or halt their execution of business for a period from 1 month to 6 months.