print time:2025/09/15 15:16
Article NO. Content
Title:
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
Amended Date:
2025.07.14 (Articles 3 amended,English version coming soon)
Current English version amended on 2023.04.28
Categories:
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 9
At the end of each month, securities brokers shall produce reconciliation statements to be delivered to respective principals before the 10th day of the following month.