Article NO. Content


Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 

Amended Date: 2019.02.12 
Categories: Securities Exchange Market > Margin Transaction
Article 61     If there is any change in price resulting in an increase in the amount of the collateral value minus the obligations in the customer's margin account, the securities firm may not for that reason only deliver to the customer any cash, securities or other merchandise equivalent in amount to such increase, or use the amount to offset against the margin purchase margin or short sale margin.