Article NO. Content

Title：

Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 

Amended Date： 2024.04.22 
Article 1 These Regulations are adopted pursuant to Article 14-1, paragraph 2 of the Securities and Exchange Act, Article 97-1, paragraph 2 of the Futures Trading Act, and Article 93 of the Securities Investment Trust and Consulting Act.

Interpretation：

Relevant Laws：