Article NO. Content

Title:

Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 

Amended Date: 2024.04.16 (Articles 41-1 amended,English version coming soon)
Current English version amended on 2022.07.14 
Article 7     "Ordinary customer," as used in these Regulations, means any customer other than those meeting the qualifications for professional customers under the preceding article.
    Any professional customer, with the exception of professional institutional investors, may make written application with the securities firm for a change of status from professional customer to ordinary customer.

Relevant Laws: