| Article 19 |
No director, supervisor, or managerial officer of a securities and futures holding company may fall into any category specified in a subparagraph of Article 53 of the Securities and Exchange Act or Article 28, paragraph 1 of the Futures Trading Act; no employee of the securities and futures holding company may fall into any category specified in a subparagraph of Article 54 of the Securities and Exchange Act or Article 28, paragraph 1 of the Futures Trading Act.
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