Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Regulations Governing Responsible Persons and Associated Persons of Securities Firms 

Amended Date: 2024.03.06 (Articles 18 amended,English version coming soon)
Current English version amended on 2022.10.28 
Article 20
    The associated person of a securities firm shall be deemed to be acting under the authorization of the securities firm when engaging in the business under any subparagraph of Article 2, paragraph 2,.

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw